JV Raleigh Superior Holdings sold securities without being registered
60 advisors to join Vancouver firm
New CFP certification process offers candidates a better opportunity to build their competence
Acquisition brings $1.4 billion in assets under management
Firm alleges unlawful “lift-out” of investment managers
B.C. broker claimed he had met two clients when he had not, and accepted trading instructions for clients from a third party
Former Montreal broker misrepresented her credentials
Group sold shares to unsuspecting clients
MI Capital, One Capital initially banned by NBSC
Michel Fortin, Kevin Powers join senior executive team