Healing had advance notice of acquisition of Matrikon
Investigation involved restated interim financial statements of Genesis Land Development Corp.
JV Raleigh Superior Holdings sold securities without being registered
60 advisors to join Vancouver firm
New CFP certification process offers candidates a better opportunity to build their competence
Acquisition brings $1.4 billion in assets under management
Firm alleges unlawful “lift-out” of investment managers
B.C. broker claimed he had met two clients when he had not, and accepted trading instructions for clients from a third party
Former Montreal broker misrepresented her credentials