Equity issuance surged 37% in 2023; debt up 19% from previous year
Rep recruited tenant as a client without firm's permission
Investors' lawyers decline to appeal reversal of novel ruling
Certain clients overcharged, others undercharged, due to recordkeeping glitch
Deal activity rose in the fourth quarter, LSEG Data & Analytics reported
Strength in secondary offerings overcomes weak IPO market
Fixed-income notes based on crypto must be registered, regulator alleges
Similar cases remain outstanding against the other big banks
One individual and two sets of joint tipsters share rewards
Alberta man behind long-running scheme sentenced to four years