Calgary's Leede Jones Gable fined $150,000 for oversight failings
SRO consolidates IIROC, MFDA approaches to enforcement penalties, policies
While pockets will suffer from rising rates, overall stress should be modest
Appeal Court finds alleged fiduciary duty breach can be basis for class action
Regulator names first chief data scientist
Case against 1832 Asset Management L.P. is the latest to secure certification
Refinitiv allowed investors to trade on its platform without registering as an exchange
Regulator proposes bond market transparency reforms alongside simplified listing regime
Reforms aim to address challenges that arose during 2020 market stress
Without a surging population, inflation may already be under control, NBF report suggests