Firms pay US$45 million to settle trade reporting, recordkeeping violations
Research finds that active funds underperformed between 2019 and 2023
Earlier decision requiring clearing broker to produce records overturned
AIMA survey finds crypto funds struggle to get basic banking services
Investment banking, trading revenues expected to rise in Q4
Higher borrowing costs will make it tougher to tackle debt, deficits
ATS operator settles allegations of compliance shortcomings
Revised agreement between a rep and his former firm was valid: decision
Regulator's head of enforcement, chair to depart next week
JP Morgan tops global league tables, BMO Capital Markets leads in Canada