Insurance: Move to e-apps seen as positive
But some MGAs have concerns they're being cut out of the process
- By: Megan Harman
- November 7, 2014 October 19, 2019
- 00:00
But some MGAs have concerns they're being cut out of the process
Regulators are thinking beyond simply improving disclosure
The MFDA is considering bringing in CE requirements
Imminent end of QE was a faction in market mayhem
Branches deliver “high-touch” services
Investor advocates call for changes
Ontario regulator says advisors may be on the wrong side of the rules
This development should be seen as an opportunity
Proposed federal legislation focuses on systemic risk
Deal raises concerns about market power
Technology on self-directed platforms has continued to improve
FSCO plans more on-site compliance reviews
Online surveys gauge views on investment dealers employing fund salespeople
Survey says handheld devices make advisors more effective
Revamped qualifications could discourage candidates
Advisors could face high fines for sending unsolicited email
Commission changes and simplified products could appeal to clients
New rules that require CSA-regulated firms to sign on with the dispute-resolution service will see its membership double
Proposal would create an ETF pipeline
Voluntary guidelines are a good start
Oliver brings a deep understanding of financial markets
Wealth products bring in a predictable stream of revenue
Regulators are venturing into uncharted territory