Dealers’ Report Card 2023 main chart
How financial advisors rated their firms’ performance
How financial advisors rated their firms’ performance
Most of the firms assessed in the 2023 Report Card faced criticism for how they managed advisor feedback
The pandemic put many in-person learning programs on hold. Now is the time for firms to bolster their commitment to ongoing training
Firms need to address gaps in estate-planning support as cohort of elderly clients grows
Digital tools are important to advisors, but often fall short in performance
Advisors’ book sizes grow amid mounting economic challenges
Performance gains in 2022 for the client account statements category peeled back in the 2023 Dealers’ Report Card
Methodology for the Report Card for 2023
Advisors identify struggles such as back-office glitches and gaps in business support
The process of becoming dually registered could span several years, CIRO warns
Newsmaker: In a more crowded ETF field, Rohit Mehta says there’s still room for innovation
The CSA extended the comment period for competing corporate governance proposals
Regulators are examining the sector to determine if reforms are needed
Advisors see opportunities as the account grows in popularity
Editorial: With their warning, the regulators acknowledged that pay-to-play awards are not harmless puffery
Property transferred to an adult child is presumed to be in trust unless proven it was intended as a gift
The fund invests exclusively in dividend-paying preferred shares
