The U.S. Securities and Exchange Commission has a high closer of its own — a case against a hedge fund manager. The SEC has filed securities fraud charges against Burton Friedlander, two investment management entities he controls, and three Friedlander-managed investment funds.
The defendants are charged with market manipulation and with fraudulently inflating and misrepresenting the value of one of the funds, Friedlander International Limited, a hedge fund.
Among other things, the SEC alleges that Friedlander manipulated the common stock of a company in which the hedge fund held an interest at the end of each month during the last five months of 2000. The commission also alleges that Friedlander caused approximately US$2.4 million in fund redemptions to be made at the inflated fund values for his and his entities’ benefit — to the detriment of the funds’ other investors.
The commission is seeking preliminary and permanent injunctions, an asset freeze against Friedlander, the appointment of a receiver, and other relief.