Instinet sanctioned for lax trade supervision
IIROC noted concerns about firm's oversight of a direct access client
- By: James Langton
- June 17, 2020 June 17, 2020
- 13:24
IIROC noted concerns about firm's oversight of a direct access client
Study points to importance of seniors resuming social activities
Lost service sector output likely gone forever, investment and immigration are long-run concerns too
IG Wealth will be first financial services firm to use the platform
Craig MacLennan and Kristen McElhone join FP Canada's management team
Financings were strong in Q1, but will likely be much weaker in Q2
Issuance drop seen as temporary, but now unlikely to regain 2019 levels
ICO raised more than US$25 million from investors based on false claims
The government hopes fewer people will need CERB as restrictions ease
Despite market turmoil, inflows outpace 2019 levels, ETFGI reports
Earnings plunge, but bank fundamentals remain resilient
The economic shutdown in March helped rein in consumer spending, Equifax says
U.S. state regulators seek Congressional support in fight against fraudsters
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record