Scotiabank to pay US$127.4M to settle spoofing and manipulation case
Between 2008 and 2016, the bank's traders manipulated prices, the CFTC says
- By: The Canadian Press
- August 19, 2020 August 19, 2020
- 14:49
Between 2008 and 2016, the bank's traders manipulated prices, the CFTC says
The proposal aims to help investors examine products' objectives
The underlying index of two leveraged crude oil ETFs will remain exposed to the November futures contract
The changes to six Investors Portfolios will allow for flexibility, the firm says
Credit card balances fell 12.3% in the second quarter
Most rated the advice they received positively, but a significant minority of clients weren't impressed
Gas prices fell nearly 15%
Industry experts weigh in on the federal government's new finance minister
Your client's pandemic fears may be easing
The inadequate supervision involved suitability, concentration in sector funds
The firm said it has taken steps to correct the problem
Sarah Miller Wright joins the firm from Shaw Communications
Comments on proposed requirements for registered representatives and investment representatives are due in November
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups