OSC seeks to ban securities fraudster
Regulator to hold hearing for Canadian serving time in U.S.
- By: James Langton
- August 5, 2020 August 5, 2020
- 13:49
Regulator to hold hearing for Canadian serving time in U.S.
Morneau Shepell's mental health index score for July remains low
OSC publishes guide for online proceedings
No issues found in targeted review of SRO's enforcement function
Year-over-year insolvencies have dropped sharply
ETFs had their second strongest month of the year
The new fund is part of Horizons' Total Return Index ETF series
Firm has $10 billion in assets, over 200 advisors
The tech competition aims to further trade finance innovation
Regulator warns against using relaxed rules to convert savings into precious metal investments
The regulator didn't make errors or deny fairness, the court finds
Father’s RRIF found to belong to estate rather than son named on plan
Short-term trends appear rosy, but end of CERB looms
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record