IIROC gets clean sheet in CSA review
No issues found in targeted review of SRO's enforcement function
- By: James Langton
- August 5, 2020 August 5, 2020
- 11:49
No issues found in targeted review of SRO's enforcement function
Year-over-year insolvencies have dropped sharply
ETFs had their second strongest month of the year
The new fund is part of Horizons' Total Return Index ETF series
Firm has $10 billion in assets, over 200 advisors
The tech competition aims to further trade finance innovation
Regulator warns against using relaxed rules to convert savings into precious metal investments
The regulator didn't make errors or deny fairness, the court finds
Father’s RRIF found to belong to estate rather than son named on plan
Short-term trends appear rosy, but end of CERB looms
Path of the pandemic key to economy in Canada, U.S.
Most asset classes had positive returns, but trailed market indexes
CEO says results are “not what we are accustomed to delivering”
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record