Hedge fund took the cream for itself, SEC finds
Firm to return US$170 million to investors in SEC settlement
- By: James Langton
- December 8, 2020 December 8, 2020
- 12:03
Firm to return US$170 million to investors in SEC settlement
OSFI maintains current capital cushions as risks remain elevated but stable
The fund aims to offer positive absolute returns with low volatility regardless of market conditions
The bank could add a half-trillion euros to its existing bond purchases
Investment banks weathered 2020 better than most
The new offerings are sold exclusively through investment advisors
With almost US$170 million in awards so far, the regulator is nearing a new yearly high
Handover for mortgage investments from FSRA to OSC knocked to July
Alberta hit hardest, with Saskatchewan, Ontario and B.C. also suffering
Lessons learned from global financial crisis helped limit damage, BMO report says
Clients who need their trades to settle in 2020 should be aware of impending deadlines
Digital transactions may be undermining trust in banks, according to Accenture
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups