The firm failed to adopt recommendations from regulator, internal auditors
The Ontario regulator resumed oversight of the embattled credit union last month
Award celebrates talented young professionals in the investment industry
Withdrawals exceeded contributions, but strong markets boosted pension assets
FCA consults on guidance for insurers and clients, as the U.K. Supreme Court considers policy interpretations
A New Brunswick court has overturned a tribunal's finding that an IIROC proceeding was unfair
Latest payout brings investor recovery from massive Ponzi scheme to over 80%
Nevada Supreme Court upholds lower court ruling, allowing BCSC to enforce hearing panel decision
Carolyn Graham is the firm’s new chief risk officer and R. Matthew Rudd will serve as chief financial officer
The fund offers exposure to Ether, the second largest cryptocoin
Debt ratio remains below 2019 Q4 levels
CSA issues guidance on the use of issuers' ASDPs
JPM completes repo transaction on in-house blockchain
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups