North American task force tackles pandemic scams
NASAA reports that regulators have uncovered 262 Covid-19 schemes
- By: James Langton
- December 17, 2020 December 17, 2020
- 13:06
NASAA reports that regulators have uncovered 262 Covid-19 schemes
Immigration turned negative, leaving Canada with zero growth in Q3
A growing number of investors are trying their hand at day trading
Robinhood Financial is accused of downplaying trading risks
The U.K. regulator calls on investors to abandon firms that aren't already seeking registration
Central bank expects to keep short-term benchmark interest rate near zero through at least 2023
The sector now accounts for almost half of global financial assets
The two firms failed to receive approval before providing institutional investors with trading access
The sales slump is widespread amid pandemic restrictions and supply chain troubles
The wholesale sector is in better shape now than before Covid-19 hit
Hamilton and Moncton are "highly" vulnerable
The acquisition adds more than $5.5 billion to the firm's assets under advisement
The PBO estimates an additional $2 billion in cost
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups