Tip was slow to come but still worth millions
The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward
- By: James Langton
- April 23, 2021 April 23, 2021
- 16:04
The SEC paid US$3.2 million for tip and ongoing assistance, in spite of delay in coming forward
Criminal and civil charges are based on allegations that a fund manager deceived investors, misappropriated assets
At the FMFD's digital conference, a litigation expert discussed data privacy tips and why communication with seniors is paramount
The agency has awarded whistleblowers US$123 million since 2014
Scotia Economics has raised its GDP forecasts for the U.S. and Canada, seeing upside risks
The US$85-million deal should help expand stop-loss health coverage
Canada could be more than $100 billion poorer by 2050, warns a chief economist at Swiss Re
Pandemic-driven volatility exposed systemic risks that reforms will target
The federal government wants to work with lower levels of government on the housing issue, said the finance minister
The web-based platform was previously available only in Ontario and Quebec
Court finds an investor's portfolio was too heavily concentrated in preferred shares, but that its low-risk strategy was appropriate
Some people may owe the CRA money for the first time as a result of the emergency benefits they received
HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups