Net-zero pledges to drive corporate action on climate: Moody’s
Tougher stances on emissions and enhanced disclosure are expected to have a big impact
- By: James Langton
- April 29, 2021 April 29, 2021
- 17:44
U.S. regulators will take another 45 days to consider a crypto fund proposal
Both the number and average size of successful complaints about investment firms dropped in 2020
A recent survey from Horizons ETFs found a striking gap in advisor and investor perceptions
FINRA said it wants feedback on how its regulations and processes affect industry inclusion
An individual was banned from working in the securities industry for 10 years after admitting that investor money went for personal use
Regulators to designate CDOR as the only regulated financial benchmark in Canada
The fund company also announced changes to the ETF's management fee
Investors have been readying themselves for mounting inflationary pressure, said a report from RBC Investor & Treasury Services
GDP growth in the current April-June period is expected to be even faster
A look at what could change and who would be affected
Alex Oh was named director of enforcement last week
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups