Change to global compliance standards bites investors
HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers
- By: James Langton
- April 22, 2021 April 22, 2021
- 12:54
HSBC agreed to pay more than $1 million to settle concerns that investors were harmed when the firm cut ties with 51 dealers
Former prosecutor Alex Oh will lead the U.S. regulator's enforcement division
Study found that curbing commutes could cut transportation emissions by 11%, while saving workers almost an hour per day
ECB president Christine Lagarde said that the economic outlook in the short term "remains clouded by uncertainty"
Unemployment aid applications in the U.S. fell to 547,000 last week
The ETF takes long and short positions in a variety of North American and global debt instruments
The budget forecasts economic growth of 4.4% this year after declining by 5.3% in 2020
The CRA would issue electronic notices of assessment as the default when returns are filed electronically
Defined-benefit pension funding rose in Q1, the Ontario regulator said
ALDAs would allow payment deferral to age 85
Cyberattacks in 2018 exposed the data of thousands of bank clients
Despite ESG asset growth, more asset managers need fully integrated processes, an EY report says
The S&P/TSX composite index rose 58.63 points to 32,058.73
The central bank issued a summary of its overnight-rate deliberations earlier this month
Americans’ assessments of their current economic situation tumbled: survey
Retail investors targeted by so-called investment groups on social media
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
The pension fund is investing up to US$1.05 billion
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
High-profile firms and their clients were targeted in 2025
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record