IOSCO names new head
The regulator faces a long list of challenges ahead, including environmental and systemic risks
- By: James Langton
- July 5, 2021 July 5, 2021
- 12:15
The regulator faces a long list of challenges ahead, including environmental and systemic risks
FSB proposals to shore up money markets could curb their appeal to investors and sponsors, Moody's warns
Both firms now operate under the Investia banner
Two-fifths of respondents don't expect a quick return to a normal work schedule
ETF versions are expected in the coming weeks
The average price in June was $494,111, down from $510,978 in May
The man allegedly stole confidential information about his employer's trade orders to make hundreds of personal trades
Some investors may see a zero on their June 30 statements
Fixed-income markets will close on Sept. 30 to honour residential school survivors
FINRA seeks input on reaching meme stock traders and other novices
Australian regulators launch consultation on regulated crypto investment products
The legislation that passed on Tuesday gives new life to measures in limbo since 2019
Proposals aim to combat investor protection issues arising in ESG investing
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups