ASIC puts cold calling on ice
Inquest into industry misconduct leads to "anti-hawking" reforms
- By: James Langton
- July 21, 2021 July 21, 2021
- 12:43
Inquest into industry misconduct leads to "anti-hawking" reforms
A review found a lack of timely recovery plans, leading to a "serious concern"
Senior industry compliance and operations experts are wanted for a regulatory advisory committee
The $4.45-billion transaction is expected to close in the first quarter of 2022
Sharon Kozicki will take on the role on Aug. 2
Private Client Advice will provide customized coverage
The fund offers exposure similar to the S&P/TSX 60 and uses 25% leverage to enhance yield
Power Corp. affiliate Portage Ventures is among the startup's investors
While the new measures are welcome, experts say there are still problems with how the disability tax credit is administered
The former governor of the Bank of Canada and the Bank of England said he's focused on the UN climate conference
Research suggests that temporarily overshooting inflation has economic benefits
Regulators seek to scrap three-year review for ongoing monitoring
The crypto-trading platform has tapped industry veteran Martin Piszel as its new CEO
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups