IIROC fines firm $350K for supervision failures
After an advisor's death, his clients complained about trading activity in their accounts
- By: IE Staff
- August 4, 2021 August 4, 2021
- 16:59
After an advisor's death, his clients complained about trading activity in their accounts
Price growth has levelled off since the spring after a spectacular rise over the last year
The CSA's plan received broad support, but there's plenty of work to do on the details
The firm has also launched U.S.-dollar-hedged units of certain funds
Industry and firm size are key factors in the ability to work from home, StatsCan says
Fixed-income funds experienced a rare month of outflows
The firm said it will continue to grow its wealth management business
MassMutual business contributed to the results
The Liberal government's proposed Canada Disability Benefit would be modelled on the guaranteed income supplement
The SEC chairman said the regulator needs more authority and resources to regulate crypto markets
Five new indexed accounts track ESG funds managed by BMO GAM
Better fixed income returns led to stronger results than in the first quarter
The average price of a home was $488,501
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups