SEC commissioner decries poor guidance, enforcement in crypto space
A popular trading platform has settled allegations that it violated rules as an unregistered exchange
- By: James Langton
- August 9, 2021 August 9, 2021
- 16:12
A popular trading platform has settled allegations that it violated rules as an unregistered exchange
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PwC will hold a two-stage sale for the fund manager and its assets
The alleged schemes generated over US$1 billion in penny stock sales
The sale is expected to close in the fourth quarter of this year
Greg Walker has extensive fixed income experience
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The deal is expected to close in the first half of 2022
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The SEC has given out approximately US$950 million to 193 whistleblowers since 2012
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Report calls for action on data gaps, surveillance, leverage
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Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
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