The chief operating officer will take the top job on Nov. 1
BitMEX settles with CFTC, U.S. Treasury for registration and anti-money-laundering violations
Regulators started allowing the notes to qualify as Tier 1 capital for life insurers earlier this year
Regulator proposes guidance on enhancing enforcement transparency
Together, the Toronto Stock Exchange and the NEO Exchange added 85 ETFs in the first half of 2021
Leading indicators signal moderating growth for Canada and the OECD
Annual report from OSC compliance branch signals exam targets for the year ahead
The firm also announced earnings results for second quarter of 2021
Tips for advisors to ensure the best order execution
Sustainalytics examined North American company disclosures within a five-year period
Association members will get a reduction in management fees
FCNB launches consultation to address investor confusion surrounding industry titles
Regulator secures orders against crypto promoters
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups