Bank clients act on advice, but don’t want it: survey
J.D. Power finds customer satisfaction increases dramatically when clients receive advice that meets their needs
- By: IE Staff
- June 25, 2021 June 25, 2021
- 11:39
Top Stories in News
IIROC sails through CSA review
An oversight examination has uncovered just one "low-priority" issue with market surveillance
- By: James Langton
- June 25, 2021 June 25, 2021
- 11:31
Peter Szeto joins Harbourfront Wealth Management
Szeto has moved his practice over from BMO Nesbitt Burns, where his team managed a $370-million book
- By: IE Staff
- June 25, 2021 June 25, 2021
- 10:09
Industry News
Big U.S. banks pass latest Fed stress tests
The banks can resume paying out dividends to investors and buying back stock
- By: Ken Sweet, The Associated Press
- June 25, 2021 June 25, 2021
- 09:32
Research and Markets
Russell U.S. indexes reconstitution reflects widespread recovery
The breakpoint between large and small caps reached a record, and style took a cyclical tilt
- By: Michelle Schriver
- June 24, 2021 June 24, 2021
- 16:25
People
FP Canada makes changes to board of directors
Martin Dupras, president of ConFor Financiers, has been named chairman
- By: IE Staff
- June 24, 2021 June 24, 2021
- 16:17
Products
Sun Life Financial to issue first LRCNs
Regulators started allowing the notes to qualify as Tier 1 capital for life insurers earlier this year
- By: IE Staff
- June 24, 2021 June 24, 2021
- 15:13
Industry News
CI GAM to rename investment funds
The move will officially retire CI’s legacy boutique investment brands
- By: IE Staff
- June 24, 2021 June 24, 2021
- 15:04
From the Regulators
NSSC reduces IIROC sanctions
The regulator reduced penalties against an advisor after finding errors in the SRO's decision
- By: James Langton
- June 24, 2021 September 21, 2021
- 14:06
Vancity shares data on financed GHG emissions
Commercial mortgages account for the bulk of emissions financed by the credit union
- By: IE Staff
- June 24, 2021 June 24, 2021
- 13:34
Industry News
Pandemic leads to new tactics for recruiting new advisors
Three firms set out to change their typical advisor force with new recruitment strategies
- By: Fiona Collie
- June 24, 2021 June 24, 2021
- 13:10
Feds tap CDIC chief to lead OSFI
Peter Routledge will succeed Jeremy Rudin as superintendent of financial institutions
- By: James Langton
- June 24, 2021 June 24, 2021
- 12:53
Research and Markets
Speedy jab delivery sparks quick recovery
BMO Economics' business activity index rebounded in May after a third wave slump
- By: James Langton
- June 24, 2021 June 24, 2021
- 12:39
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Industry moves: Two new adjudicators join Capital Markets Tribunal
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:38
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 24, 2025 December 24, 2025
- 01:34
CPP Investments signs new European data centre partnership with Goodman Group
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
- By: The Canadian Press
- December 23, 2025 December 23, 2025
- 09:24
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24