Asset managers would benefit from U.K. regulator’s climate disclosures: Moody’s
The payoff from tougher climate disclosure outweighs the costs, a report said
- By: James Langton
- June 28, 2021 June 28, 2021
- 11:44
Top Stories in News
People
Advocis names new board leadership
Robert Eby takes over from Abe Toews
- By: IE Staff
- June 28, 2021 June 28, 2021
- 11:42
Poor disclosure of employee information hampering ESG investors: report
ESG information will remain "patchy and haphazard" until disclosure is regulated
- By: Mark Burgess
- June 28, 2021 June 28, 2021
- 11:18
IG Wealth changing fund names, fees, risk ratings
Several changes take effect Monday
- By: IE Staff
- June 28, 2021 June 28, 2021
- 10:37
From the Regulators
Pair charged in global insider trading scheme
Traders allegedly paid for tips from investment bankers and corporate insiders
- By: James Langton
- June 25, 2021 June 25, 2021
- 16:55
Industry News
CRA announces prescribed interest rates for Q3
The prescribed rate on loans to family members remains set at 1%
- By: IE Staff
- June 25, 2021 June 25, 2021
- 15:16
Industry News
RBC Direct Investing launches trading dashboard
Younger Canadians flocking to online investing represents a "generational shift," says RBC DI president and CEO
- By: Rudy Mezzetta
- June 25, 2021 June 25, 2021
- 14:33
FSRA names new board leadership
Joanne De Laurentiis will succeed Bryan Davies, effective June 28
- By: IE Staff
- June 25, 2021 June 25, 2021
- 14:15
From the Regulators
Merrill Lynch sanctioned for alleged churning
FINRA has fined the firm and ordered restitution for early rollover recommendations
- By: James Langton
- June 25, 2021 June 25, 2021
- 12:48
U.S. consumer spending flat in May
Consumer spending stalled as incomes dropped for a second month and inflation posted a sizeable gain
- By: Martin Crutsinger, The Associated Press
- June 25, 2021 June 25, 2021
- 12:07
Bank clients act on advice, but don’t want it: survey
J.D. Power finds customer satisfaction increases dramatically when clients receive advice that meets their needs
- By: IE Staff
- June 25, 2021 June 25, 2021
- 11:39
IIROC sails through CSA review
An oversight examination has uncovered just one "low-priority" issue with market surveillance
- By: James Langton
- June 25, 2021 June 25, 2021
- 11:31
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 24, 2025 December 22, 2025
- 01:34
CPP Investments signs new European data centre partnership with Goodman Group
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
- By: The Canadian Press
- December 23, 2025 December 23, 2025
- 09:24
U.S.-based notetaking AI to use Canadian data centre for advisor data
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
- By: Jonathan Got
- December 23, 2025 December 18, 2025
- 08:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24