Ex-Bridging Finance CEO seeks to upend OSC investigation
David Sharpe alleges the regulator improperly disclosed evidence obtained in compelled testimony
- By: James Langton
- July 9, 2021 December 23, 2021
- 17:50
Top Stories in News
From the Regulators
B.C. to launch single regulator for financial sector on Aug. 1
Real estate regulators to be rolled into BCFSA
- By: James Langton
- July 9, 2021 July 9, 2021
- 16:26
TheBull sold inside info on the dark web, U.S. authorities allege
Man charged for allegedly selling brokerage data, unreleased earnings info in shadowy online markets
- By: James Langton
- July 9, 2021 July 9, 2021
- 16:16
From the Regulators
Trio traded ahead of a company’s pivot to blockchain, SEC alleges
The regulator says insider trading was conducted before Long Island Iced Tea Co.'s conversion to a crypto company
- By: James Langton
- July 9, 2021 July 9, 2021
- 14:49
Industry News
Investment managers adopting reconciliation practices, but more work to be done: report
A survey finds that more than half of firms considered Indigenous rights in their investment analysis
- By: Melissa Shin
- July 9, 2021 July 9, 2021
- 14:15
FINRA seeks insight on brokers’ crypto dealings
Firms are being asked to keep the SRO informed of plans involving digital assets
- By: James Langton
- July 9, 2021 July 9, 2021
- 13:31
Research and Markets
Cooperation needed for cross-border CBDCs
Central bank crypto offers a fresh start on designing efficient payments systems
- By: James Langton
- July 9, 2021 July 9, 2021
- 13:31
From the Regulators
OSC levels fraud charges against pot company CEO
The regulator alleges investor funds were diverted for personal use
- By: James Langton
- July 9, 2021 July 9, 2021
- 13:12
Industry News
Fed won’t boost rates, pare bond purchases until economy stronger
The central bank said in a report that its low-interest-rate policies are providing “powerful support”
- By: Martin Crutsinger, The Associated Press
- July 9, 2021 July 9, 2021
- 11:36
Research and Markets
Economy added 230K jobs in June, StatsCan says
The number of part-time positions rose, while full-time jobs lagged
- By: The Canadian Press
- July 9, 2021 July 9, 2021
- 11:15
Industry News
G20 ministers take up plan to deter cross-border tax dodging
Approval of the sweeping tax package is likely at the G20 meeting Friday and Saturday
- By: David McHugh, Martin Crutsinger, The Associated Press
- July 9, 2021 July 9, 2021
- 09:22
From the Regulators
Proposed investor settlement reached in PACE case
The proposed $40-million deal requires approval at a July 30 court hearing
- By: James Langton
- July 9, 2021 July 9, 2021
- 09:02
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
Global private credit market reaches US$3.5 trillion AUM threshold: report
Alternative Credit Council research points to further growth, diversification in 2025
- By: Alisha Hiyate
- December 23, 2025 December 23, 2025
- 10:49
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
CPP Investments signs new European data centre partnership with Goodman Group
The pension fund's 50% share of the initial capital commitment is roughly $1.8 billion
- By: The Canadian Press
- December 23, 2025 December 23, 2025
- 09:24
U.S.-based notetaking AI to use Canadian data centre for advisor data
Woodgate Financial Inc., Assante Financial Management Ltd., are among Focal's customers
- By: Jonathan Got
- December 23, 2025 December 18, 2025
- 08:00
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24