ASIC aims to plug gaps in trading rules
The regulator tightens "payment for order flow" prohibition
- By: James Langton
- August 25, 2021 August 25, 2021
- 13:17
The regulator tightens "payment for order flow" prohibition
A written hearing will be held to set sanctions in the case
A virtual panel will examine a range of regulatory issues driven by the rise of ESG investing
RBC chief executive David McKay doesn't expect the Covid-19 Delta variant to halt current momentum
The bank said its third-quarter profit rose to $839 million, up from $602 million a year ago
The new series began trading on the TSX on Wednesday
Indigenous businesses represent a huge untapped investment opportunity, experts say
The First Home Savings Account would allow Canadians under 40 to save $40,000 toward a home purchase
Outlook for credit demand looks positive despite virus threat, TransUnion says
BIS project seeks to kickstart sustainable finance
Life insurers saw Q2 profits rise amid fewer claims and favourable foreign exchange rates
BMO's wealth management business earned $401 million in the quarter, up from $341 million a year ago
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
High-profile firms and their clients were targeted in 2025
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record