Digital confetti drops, online tricks facing SEC scrutiny
Regulators concerned about blurring lines between engagement and advice
- By: James Langton
- August 27, 2021 August 27, 2021
- 15:59
Top Stories in News
Companies brace for supply-chain and labour challenges
Companies' short-term economic concerns are compounded by the Delta variant
- By: James Langton
- August 27, 2021 August 27, 2021
- 13:43
Legal counsel for Bridging Finance investors to get independent look
Court gives nod to receiver's plan to find counsel for investors
- By: James Langton
- August 27, 2021 December 23, 2021
- 13:39
Growing private equity giants are eyeing untapped retail market: Moody’s
Large U.S. alt firms see huge growth potential in retail investors
- By: James Langton
- August 27, 2021 August 27, 2021
- 13:33
July U.S. consumer spending ekes up 0.3%
Meanwhile, inflation over the past 12 months hit its fastest pace in three decades
- By: Martin Crutsinger, The Associated Press
- August 27, 2021 August 27, 2021
- 12:18
Industry News
Pandemic sparks worries for those nearing retirement, poll finds
More Canadians expect to outlive their savings
- By: Daniel Calabretta
- August 27, 2021 August 27, 2021
- 12:07
Federal government posts $12.7B deficit for June
The drop in the deficit came as spending dropped compared with a year ago
- By: The Canadian Press
- August 27, 2021 August 27, 2021
- 11:29
Products
CIBC AM reducing fees, commissions of multiple funds
Portfolio advisory changes to certain equity funds have also been announced
- By: Maddie Johnson
- August 27, 2021 August 27, 2021
- 11:01
Liberals pledge to raise GIS
A qualifying senior couple would receive $750 more per year
- By: Melissa Shin
- August 27, 2021 August 27, 2021
- 10:58
Industry News
Fed on track to slow aid for economy later this year
Chair Jerome Powell signalled the beginning of the end of the Fed's pandemic response in a Friday speech
- By: Christopher Rugaber, The Associated Press, The Associated Press
- August 27, 2021 August 27, 2021
- 10:39
From the Regulators
Regulators approve IIROC’s rules related to client-focused reforms
Revised KYP and product due diligence guidance accompany the rule changes
- By: James Langton
- August 26, 2021 August 26, 2021
- 15:29
Industry News
Dilemma for Fed chief: High inflation and a surging virus
The decision for the U.S. central bank to dial back economic support becomes more complicated
- By: Christopher Rugaber, The Associated Press, The Associated Press
- August 26, 2021 August 26, 2021
- 14:29
Robust recovery leads to Korean rate hike
Since the pandemic began, this is the first such move for a major central bank in Asia
- By: James Langton
- August 26, 2021 August 26, 2021
- 13:58
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 22, 2025 December 9, 2025
- 01:34
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24