IIROC raises regulatory fees ahead of SRO overhaul
Fees as a share of industry revenues and profits have continued to decline
- By: James Langton
- September 8, 2021 September 8, 2021
- 13:18
Top Stories in News
Financial sector vulnerabilities on the rise
Valuations, inflation, investor exuberance top European regulators' concerns
- By: James Langton
- September 8, 2021 September 8, 2021
- 12:51
New benchmarks risk repeating LIBOR’s failings
IOSCO warns that alternative rates may not be suitable
- By: James Langton
- September 8, 2021 September 8, 2021
- 12:41
Firms waived DSCs for hard-hit investors during Covid-19
Investor advocates remain concerned that deferred sales charge mutual funds are still being sold up until the June 1 ban
- By: Michelle Schriver
- September 8, 2021 September 8, 2021
- 12:17
RF Capital appoints head of corporate development
Natalie Bisset will spearhead recruitment initiatives, strategic partnerships and acquisitions
- By: Maddie Johnson
- September 8, 2021 September 8, 2021
- 11:42
CIBC announces new LRCN offering
The notes will bear interest of 4.0% annually for the first five years
- By: Maddie Johnson
- September 8, 2021 October 6, 2021
- 10:51
NDP’s proposed wealth tax would generate $60 billion over five years: PBO
The party has pledged a 1% tax on those with over $10 million in wealth
- By: Daniel Calabretta
- September 8, 2021 September 8, 2021
- 10:46
Greens would tax financial transactions, close capital gains “loopholes”
The party would also cap the small business tax rate at 9% but raise the corporate tax rate to 21%
- By: Melissa Shin
- September 7, 2021 September 7, 2021
- 18:03
iA Financial Group appoints new EVP and chief risk officer
Philippe Sarfati comes to the company from Concentra Bank
- By: Daniel Calabretta
- September 7, 2021 September 7, 2021
- 16:42
Research and Markets
Wealth gap narrowed in 2020: StatsCan
Canada's poorest households saw increases in their income, net worth
- By: James Langton
- September 7, 2021 September 7, 2021
- 15:04
Pricing carbon to combat climate change
Higher prices are needed to drive emission cuts in Canada and Australia, Moody's says
- By: James Langton
- September 7, 2021 September 7, 2021
- 14:52
Conservative victory looking more realistic
Column: Liberals finally get their wedge issues, but they may not be enough to save Trudeau
- By: Gord McIntosh
- September 7, 2021 September 7, 2021
- 14:46
From the Regulators
Regulators must face the rise of the machines
IOSCO sets guidance on overseeing AI use for investment firms, asset managers
- By: James Langton
- September 7, 2021 September 7, 2021
- 14:43
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
FP Canada releases CFP, QAFP exam results for October
QAFP exam has one more sitting before title protection transition ends
- By: IE Staff
- December 18, 2025 December 18, 2025
- 13:08
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24