New conduct rules, same old conflicts: NASAA
U.S. firms continue to put their own interests ahead of clients' interests, regulators say
- By: James Langton
- November 4, 2021 November 10, 2021
- 14:55
U.S. firms continue to put their own interests ahead of clients' interests, regulators say
Report suggests investors consider delaying purchases until after distributions are made
Project tested prototypes for green finance that's more transparent, accessible to retail investors
Soaring energy prices driving the gain in headline inflation readings
High debt levels mean rate hikes will take a bite out of budgets
A gap exists between knowledge and confidence, and education efforts aim to help
The Winnipeg-based insurer reached $872 million in net earnings for the quarter
The launch expands the firm's partnership with Paris-based asset manager TOBAM
Year-to-date inflows reached $43 billion in October
The announcement comes just ahead of a report by the central bank on climate risks and the financial system
To start, the U.S. central bank will reduce monthly bond purchases by $15 billion in each of November and December
New tactics and techniques are used to identify and lure victims
However, 25% said financial security would take a miracle, finds the Natixis Investment Managers' 2021 retirement index
Disappointing U.S. retail sales raise bets for more rate cuts
Housing starts forecast to drop to 247,000 this year as costs, inventories rise
Economists had expected a 0.4% increase
Alleged $213-million loan guarantee remains subject of dispute
U.K. agency brings first proceeding alleging illegal promotional activity
Agency found firm failed to report suspicious transaction
Date not reasonable for industry implementation, tax practitioner says
$10M capital gains exemption for sellers set to expire at end of this year
Aging client base, different registered accounts are changing how advisors see RRSP season
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Fees, ease of access are key considerations for investors when selecting an ETF
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report