SEC whistleblower payouts top US$1-billion mark
Agency pays near-record US$110 million to tipster
- By: James Langton
- September 15, 2021 September 15, 2021
- 16:02
Agency pays near-record US$110 million to tipster
The advocacy group calls for action to preserve competition and protect investors
The U.K. regulator unveiled a three-year strategy to combat an array of investor harms
Agency unveils results of revamped pension survey for Q1
Large differences were observed between countries
Toronto-based firm has acquired or made deals for 21 U.S. wealth firms since last year
Supply-chain disruptions helped drive the price growth
FP Canada honoured the former president and CEO for his contributions to the profession
Tight supply is driving the increase in housing costs
Fintech, big tech and crypto may diminish traditional bank role
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record