SEC rejects Bitcoin ETF
Regulator continues to be concerned about market manipulation
- By: James Langton
- November 12, 2021 November 12, 2021
- 16:15
Regulator continues to be concerned about market manipulation
Profits in the wealth management and life and health insurance division were down from a year ago
CPP Investments says its net assets for the quarter ended Sept. 30 totalled $541.5 billion
The regulator's reviews uncovered deficiencies at most firms examined
Only one-third of those polled felt they knew "a lot" about what a financial plan is
The Labor Department said Friday that 4.4 million people quit their jobs in September
Assets under management grew 62% year over year
Syndicated mortgage firms never invested clients' money, the court found
U.S. report calls for oversight of stablecoins that should benefit financial system
Updated rules for 2023 reflect latest market risk standards
Assets under management were $180.8 billion at Sept. 30
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups