Stop putting off succession planning
An industry expert urged advisors to step up their game during IAFP's 2021 symposium
- By: Katie Keir
- September 24, 2021 September 24, 2021
- 15:29
Top Stories in News
From the Regulators
Unregulated financial sector AI poses risks: OECD
A report from the group calls for enhanced oversight of industry algorithms and technology
- By: James Langton
- September 24, 2021 September 24, 2021
- 14:36
Pandemic may deal another blow to Canada’s population — fewer kids
Canadians are delaying and reducing their plans for children, StatsCan finds
- By: James Langton
- September 24, 2021 September 24, 2021
- 14:22
From the Regulators
Pump-and-dump schemes are now openly orchestrated on social media
Australian securities watchdog is calling on industry, investors to guard against online manipulations
- By: James Langton
- September 24, 2021 September 24, 2021
- 13:57
OSC announces IFTAC members for new term
There are 16 members of the committee
- By: IE Staff
- September 24, 2021 September 24, 2021
- 12:43
Federal deficit hit $48.5 billion over first four months of fiscal year
The fiscal monitor says the deficit to date reflects current economic challenges caused by Covid-19
- By: The Canadian Press
- September 24, 2021 September 24, 2021
- 11:23
Industry News
Democrats see tax “framework” to pay for huge US$3.5-trillion package
The next step is narrowing the menu of tax possibilities, focusing on measures likely to pass
- By: Alan Fram, Lisa Mascaro, The Associated Press
- September 24, 2021 September 24, 2021
- 10:54
Research and Markets
Sales of new homes in U.S. rose in August
Sales of new homes last month rose 1.5%, following an increase in July as well
- By: Matt Ott, The Associated Press, The Associated Press
- September 24, 2021 September 24, 2021
- 10:31
Industry News
Chinese banks try to calm fears about Evergrande’s debts
Some Chinese banks are disclosing what they are owed by the real estate developer, hoping to quell fears
- By: Joe McDonald, The Associated Press
- September 24, 2021 September 24, 2021
- 10:22
Research and Markets
China declares all cryptocurrency transactions illegal
The country's central bank is stepping up a campaign to block use of unofficial digital money
- By: The Associated Press
- September 24, 2021 September 24, 2021
- 10:09
From the Regulators
Former Wall Street analyst charged with front running
Thousands of small trades over five years generated millions in profits, SEC alleges
- By: James Langton
- September 23, 2021 September 23, 2021
- 16:43
Gender diversity a work in progress at banks
Larger banks more diverse, research finds, but link to rating performance unclear
- By: James Langton
- September 23, 2021 September 23, 2021
- 15:55
From the Regulators
Ex-OSC chief Maureen Jensen to helm OBSI
Jensen joined OBSI's board and is tapped to be the next chair
- By: James Langton
- September 23, 2021 September 23, 2021
- 15:48
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 22, 2025 December 9, 2025
- 01:34
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24