Ex-rep sanctioned over payments to unhappy clients
IIROC panel found rep secretly compensated clients, misled investigators
- By: James Langton
- October 13, 2021 October 13, 2021
- 17:52
IIROC panel found rep secretly compensated clients, misled investigators
Perpetrator of Poseidon Concepts Corp. scheme pleads to U.S. criminal charges
Group sets targets for improving cost, speed, transparency
The taper could begin in the middle of November or December
Labour markets have yet to return to pre-pandemic levels
The OSC is launching a new initiative to allow experimentation for novel ideas
Effective Nov. 1, Geoff Newton will take on the newly created role at BMO Private Wealth
Over half of survey respondents to a recent consumer debt poll have considered borrowing more
Investment performance is one reason why, an annual survey finds
Many products in the Canadian market strike a balance between call-writing income and capital growth
Digitization is fuelling companies' growth across Canada
Neil Parmenter's last day will be Dec. 23
Tangled global supply lines continue to create havoc
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record