SEC alleges insider trading ahead of failed Aphria bid
U.S. authorities charged three men in connection with an alleged multimillion-dollar scheme
- By: James Langton
- January 7, 2022 January 7, 2022
- 10:00
U.S. authorities charged three men in connection with an alleged multimillion-dollar scheme
ETFs, mutual funds scored record assets last year
Christine Van Cauwenberghe to oversee wealth, advisor training and financial specialist teams
The ex-representative embezzled funds from elderly clients
Oil prices and consumer goods demand are among the variables that will affect inflation this year, bank economists suggest
However, omicron effects weigh on the outlook
Consolidation may make it tougher for troubled firms to find merger partners
The average selling price rose nearly 18% compared to the prior year
The firm agreed to a $157,500 fine and will repay 6,000 affected clients
TFI is seeking a new CEO to replace Jennifer Reynolds, who has a month left on the job
Regulators consult on rule changes ahead of digital securities test
December minutes show policymakers suggested they could hike three times this year
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups