FSRA to shine a light on enforcement
The regulator is stepping up public disclosure of disciplinary actions
- By: James Langton
- January 11, 2022 January 11, 2022
- 16:13
The regulator is stepping up public disclosure of disciplinary actions
The Franklin Western Asset Core Plus Bond Fund is now available
Promises for action on OBSI have repeatedly gone unmet, however
Based on a Solactive index, the fund has a covered call option on up to 33% of the portfolio securities
The Fed chair said Tuesday that inflation poses a major threat to the job market
Outbreaks, bottlenecks expected to slow global growth
A strategy paper highlights several low-cost options
Soaring energy prices were the primary source of rising prices
The former rep was also ordered to pay a $500,000 fine for securities violations
FCA launching series of studies in response to anti-competitive concerns
Toronto-based firm manages $2.2 billion in assets for HNW and UHNW clients
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups