As pandemic fades, new risks take its place
The ECB has flagged inflation and valuation risks, plus credit and liquidity risks
- By: James Langton
- November 17, 2021 November 17, 2021
- 16:36
The ECB has flagged inflation and valuation risks, plus credit and liquidity risks
New venture allows brokers, portfolio managers and funds to trade crypto with an IIROC-regulated firm
The consumer price index posted its largest year-over-year gain in 18 years
Regulators seek principles-based approach to supervising banks
OSC head expressed concern about banks' response to the client-focused reforms
Drop in public company cases follows turnover at the U.S. regulator, pandemic
Compared to May, the pass rate was down, and more candidates wrote the exam
Horizons and RBC won group awards for ETFs
Climate conference failed to deliver concrete results on emissions
Higher interest rates generally good for financials, but there are risks, DBRS says
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record