New SRO by end of 2022, CSA pledges
Regulators aim to name CEO, board by Q2 next year
- By: James Langton
- November 18, 2021 November 18, 2021
- 12:14
Regulators aim to name CEO, board by Q2 next year
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Court authorizes liquidation of crypto seized in US$2-billion BitConnect scheme
The regulator can now collect fines through the courts countrywide
The ECB has flagged inflation and valuation risks, plus credit and liquidity risks
New venture allows brokers, portfolio managers and funds to trade crypto with an IIROC-regulated firm
The consumer price index posted its largest year-over-year gain in 18 years
Regulators seek principles-based approach to supervising banks
OSC head expressed concern about banks' response to the client-focused reforms
Drop in public company cases follows turnover at the U.S. regulator, pandemic
Compared to May, the pass rate was down, and more candidates wrote the exam
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record