These mutual fund classes were hot in November
Net sales in long-term mutual funds were 33% higher in November than in October
- By: Greg Meckbach
- December 20, 2021 December 20, 2021
- 12:27
Top Stories in News
From the Regulators
U.K. fraudsman gets Ontario jail time
Man who ran forex fraud scheme from the U.K. gets six years in prison
- By: James Langton
- December 17, 2021 December 17, 2021
- 16:18
Products
Clock runs out on ETF taxation carve-out
ETFs were exempt until this week from a change to the allocation to redeemers methodology, but new legislation hasn't been introduced
- By: Melissa Shin
- December 17, 2021 December 20, 2021
- 15:52
From the Regulators
Scotia Capital settles fee fumble case
SRO fine pales against firm's $32-million remediation plan
- By: James Langton
- December 17, 2021 December 17, 2021
- 15:44
From the Regulators
Legal review coming for investigation orders
The question of onus deserves a hearing, B.C. court finds
- By: James Langton
- December 17, 2021 December 17, 2021
- 15:05
From the Regulators
As CFRs loom, IIROC offers guidance
The SRO provides clarity ahead of new year-end requirements, noting how products, fees and even ESG should be discussed
- By: James Langton
- December 17, 2021 June 13, 2022
- 15:00
FCA pioneers TCFD-aligned disclosure rules for asset managers
The U.K. regulator has confirmed its approach to enhancing climate-risk reporting
- By: James Langton
- December 17, 2021 December 17, 2021
- 12:31
Research and Markets
Shadow banks’ role shrinks amid pandemic response
As central bank balance sheets swelled, non-banks were overshadowed
- By: James Langton
- December 17, 2021 December 17, 2021
- 12:20
Assets in ESG products growing rapidly: report
ESG-tagged ETFs and ETPs have expanded 84.3% compared with a year ago, a research firm says
- By: IE Staff
- December 17, 2021 December 17, 2021
- 12:08
From the Regulators
Collecting regulatory sanctions just got harder
Alberta appeal court finds ASC sanction doesn't survive bankruptcy
- By: James Langton
- December 17, 2021 December 17, 2021
- 11:55
OSFI holds uninsured mortgage stress test rate steady
The regulator said it's essential that lenders test borrowers to ensure that they can pay their debts
- By: The Canadian Press
- December 17, 2021 December 17, 2021
- 10:40
Inflation a worry for most economies, but not Japan
Surging prices are haunting consumers and confounding economic planners
- By: Elaine Kurtenbach, The Associated Press, The Associated Press
- December 17, 2021 December 17, 2021
- 10:29
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Bank of Japan hikes policy rate
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
- By: Elaine Kurtenbach, The Associated Press
- December 19, 2025 December 19, 2025
- 09:38
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
SEC sanctions key figures in FTX scandal
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
- By: James Langton
- December 19, 2025 December 19, 2025
- 13:42
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 22, 2025 December 9, 2025
- 01:34
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24