IOSCO seeks pandemic lessons in resilience
Continuity planning enabled firms, trading venues to ride out disruption
- By: James Langton
- January 13, 2022 January 13, 2022
- 15:22
Top Stories in News
From the Regulators
FINTRAC fines credit union
Regulator sanctions firm for anti–money laundering compliance violations
- By: James Langton
- January 13, 2022 January 13, 2022
- 15:09
CSA adopts changes to auditor oversight rules
The amendments give regulators access to audit work performed by foreign firms
- By: IE Staff
- January 13, 2022 January 13, 2022
- 14:50
IIROC proposes rule amendments to better protect investors
Changes include clearer requirements for dealers to conduct investigations
- By: IE Staff
- January 13, 2022 January 13, 2022
- 14:08
Nicola Wealth appoints head of international equities
Brad Radin and his team will join the firm's Toronto office
- By: IE Staff
- January 13, 2022 January 13, 2022
- 13:59
Industry News
ASC permanently bans convicted fraudster
The former Alberta resident operated a Ponzi scheme through his Ontario business
- By: IE Staff
- January 13, 2022 January 13, 2022
- 13:17
Scotia GAM launches four responsible investing ETFs
The passive funds were listed on the NEO Exchange
- By: IE Staff
- January 13, 2022 January 13, 2022
- 11:51
People
Federation of Mutual Fund Dealers announces 2022 board
The board's priorities include watching the many regulatory changes coming this year
- By: IE Staff
- January 13, 2022 January 13, 2022
- 11:23
Liberals extend repayment deadline for emergency business account to 2023
The program has provided loans worth almost $50 billion to more than 898,000 companies
- By: Laura Osman, The Canadian Press
- January 12, 2022 January 12, 2022
- 15:45
Industry News
$10 billion raised in IPOs last year on Canadian exchanges
Canaccord, Haywood and RBC DS were the top three dealers when measured by number of IPOs
- By: IE Staff
- January 12, 2022 January 12, 2022
- 14:35
Most advisors no longer bullish on TSX: Horizons survey
Omicron's spread has investors "bracing for pain"
- By: Greg Meckbach
- January 12, 2022 January 12, 2022
- 12:48
People
Dave Kelly named head of Gluskin Sheff
Kelly will report to Onex president Bobby Le Blanc in the newly created role
- By: Daniel Calabretta
- January 12, 2022 January 12, 2022
- 12:04
Industry News
U.S. inflation soared 7% in past year, the most since 1982
Core prices jumped 5.5% year over year in the United States, the highest such increase since 1991, driven in part by mismatches between demand and…
- By: Christopher Rugaber, The Associated Press
- January 12, 2022 January 12, 2022
- 10:04
Stock markets rise with the latest U.S. economic data ‘sending the right signals’
The S&P/TSX composite index rose 58.63 points to 32,058.73
- By: Daniel Johnson, The Canadian Press
- December 23, 2025 December 23, 2025
- 17:07
Bank of Canada governing council says trade uncertainty clouding outlook
The central bank issued a summary of its overnight-rate deliberations earlier this month
- By: Lauren Krugel, The Canadian Press
- December 23, 2025 December 23, 2025
- 14:00
Consumer confidence in U.S. slides in December to lowest level since tariffs rolled out in April
Americans’ assessments of their current economic situation tumbled: survey
- By: Matt Ott, The Associated Press
- December 23, 2025 December 23, 2025
- 10:56
SEC charges seven groups in alleged crypto confidence scam
Retail investors targeted by so-called investment groups on social media
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:45
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
CPP Investments acquires minor stake in lubricants company Castrol
The pension fund is investing up to US$1.05 billion
- By: The Canadian Press
- December 24, 2025 December 24, 2025
- 10:07
Industry moves: Two new adjudicators join Capital Markets Tribunal
Plus, promotions at Harvest and Ontario Teachers' Pension Plan Board
- By: Alisha Hiyate
- December 24, 2025 December 24, 2025
- 08:38
Impersonation scams threaten advisors and their clients
High-profile firms and their clients were targeted in 2025
- By: IE Staff
- December 24, 2025 December 24, 2025
- 01:34
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24