Naveed Irshad will succeed Michael Doughty
Firm deceived investors about trading halt, SEC alleges
Global wealth management earnings grew 9%
Wealth management income was down in the quarter
Portfolio composition explains some but not all of ESG funds' advantages, ESMA finds
Tough U.K. stress test finds financial costs rise as climate action is delayed
Analyst says results could lead to negative earnings revisions around fee income growth in wealth management
Fund manager pays US$1.5 million to settle allegations involving ESG disclosure
Output turned negative in several major economies amid supply challenges
The FCA is seeking changes to address liquidity concerns revealed in March 2020
In an income tax folio, the Canada Revenue Agency clarified its position on settlement amounts and registered plans
Mutual funds saw net redemptions in April while ETF sales stayed positive, IFIC reported
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups