ASC issues almost $4-million penalty over investor fraud
A panel reluctantly ordered less than full disgorgement of the ill-gotten gains
- By: James Langton
- July 28, 2022 July 28, 2022
- 15:36
A panel reluctantly ordered less than full disgorgement of the ill-gotten gains
Payroll employment dipped as job vacancies remain high
Sustainable issuance held up amid heightened market volatility, Moody's ESG says
U.S. trade groups asked courts to restore rule changes favoured by public companies
Volatile markets contributed to losses in the insurance and wealth management businesses
Investors withdrew US$136 billion globally from mutual funds and ETFs in the first half of this year
During economic downturns, the incomes of low earners were particularly hard hit and didn't recover, research finds
No major bank has committed to end financing for new oil and gas exploration
Even with the economy recording a second straight quarter of negative GDP, many economists do not regard it as constituting a recession
Firms didn't have adequate programs for spotting red flags
Rep fined after switching a nonagenarian's account into a DSC fund
The 75-basis-point increase brings the key rate to the highest level since 2018
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Brokers, MGAs, software providers and TPAs set to evolve
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups