FINRA flags digital forgery issues
Firms are increasingly reporting digital signature falsification
- By: James Langton
- August 3, 2022 August 3, 2022
- 16:49
Top Stories in News
Industry preps for the end of CDOR
Legal, operational issues may arise with loans as key benchmark is eliminated
- By: James Langton
- August 3, 2022 August 3, 2022
- 15:50
What’s new from fund manufacturers
A new Sprott ESG gold ETF is trading on NYSE Arca
- By: Greg Meckbach
- August 3, 2022 August 3, 2022
- 15:39
Credit unions benefit from higher rates, but risks loom: report
Loan books dominated by residential mortgages are vulnerable to a market downturn, DBRS says
- By: Rudy Mezzetta
- August 3, 2022 August 4, 2022
- 13:23
Global inflation hits double digits: OECD
Surging food and energy prices drive inflation to new heights
- By: James Langton
- August 3, 2022 August 3, 2022
- 12:33
OPEC+ boosts oil output by slower pace than previous months
With Brent at more than $US100 per barrel, high oil prices may persist for some time
- By: Cathy Bussewitz, The Associated Press
- August 3, 2022 August 3, 2022
- 11:44
New crypto oversight legislation arrives as industry shakes
U.S. senate bill would give CFTC oversight of digital commodities
- By: James Langton, The Associated Press
- August 3, 2022 January 17, 2023
- 11:26
From the Regulators
Robinhood Crypto fined $30M for AML failings
New York regulator says firm's compliance didn't keep pace with its growth
- By: James Langton, The Associated Press
- August 2, 2022 November 10, 2023
- 16:53
FINRA plots bond transparency boost
The SRO proposed cutting the trade reporting deadline from 15 minutes to 60 seconds
- By: James Langton
- August 2, 2022 August 2, 2022
- 16:37
After July rebound, market outlook is still uncertain
Investors got some relief last month but plenty of risks remain
- By: Mark Burgess
- August 2, 2022 August 2, 2022
- 14:49
TD Bank Group to acquire U.S. investment firm Cowen Inc. for US$1.3 billion
The combined business will operate as TD Cowen, a division of TD Securities
- By: Ian Bickis, The Canadian Press
- August 2, 2022 August 2, 2022
- 13:09
SEC alleges US$300 million crypto Ponzi scheme
Founders and U.S. promoters were charged after other regulators failed to shut down the scheme
- By: James Langton
- August 2, 2022 August 2, 2022
- 12:59
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
Deals: Mubadala Capital launches co-investment fund
Plus, GreenShield buys Kii Health's Canadian mental health services segment
- By: IE Staff
- February 9, 2026 February 6, 2026
- 01:02
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00