SEC proposes governance rules for clearing firms
Proposal sets tougher independence requirements for boards and committees
- By: James Langton
- August 8, 2022 August 8, 2022
- 14:50
Proposal sets tougher independence requirements for boards and committees
Use of mandatory retirement policies down at S&P 500, Russell 3000 companies, Conference Board reports
U.S. Treasury sanctions Tornado Cash
Scammers will try to exploit New Brunswick's new unclaimed property regime, regulator warns
To ease client worries, advisors may need to be responsive in case of emergencies
The "abrupt deceleration" in world markets impacted the firm's financial performance, CEO said
Economists believe jobs market kept economy from slipping into downturn
BMO, RBC: broad commodity price decline points to easing inflationary pressure
BIS has heightened concern about real estate, leveraged loan markets
After plunging during the pandemic, signs of financial distress are resurfacing
Assets under advisement and management dropped nearly 10% from the previous quarter
Self-reported financial skills aren't backed by evidence, a CPA Canada survey finds
Housing starts forecast to drop to 247,000 this year as costs, inventories rise
Economists had expected a 0.4% increase
Chip, software companies up as 'bargain hunters' step in
Unique provision aims to balance interests, provide greater certainty
Agency seeks feedback on new due diligence standards, enforcement
Regulators flag retail investor issues, market structure, resilience for 2026
$10M capital gains exemption for sellers set to expire at end of this year
Aging client base, different registered accounts are changing how advisors see RRSP season
187 mutual funds, 117 ETFs and 114 seg funds were recognized
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Fees, ease of access are key considerations for investors when selecting an ETF
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report