SEC proposes governance rules for clearing firms
Proposal sets tougher independence requirements for boards and committees
- By: James Langton
- August 8, 2022 August 8, 2022
- 14:50
Proposal sets tougher independence requirements for boards and committees
Use of mandatory retirement policies down at S&P 500, Russell 3000 companies, Conference Board reports
U.S. Treasury sanctions Tornado Cash
Scammers will try to exploit New Brunswick's new unclaimed property regime, regulator warns
To ease client worries, advisors may need to be responsive in case of emergencies
The "abrupt deceleration" in world markets impacted the firm's financial performance, CEO said
Economists believe jobs market kept economy from slipping into downturn
BMO, RBC: broad commodity price decline points to easing inflationary pressure
BIS has heightened concern about real estate, leveraged loan markets
After plunging during the pandemic, signs of financial distress are resurfacing
Assets under advisement and management dropped nearly 10% from the previous quarter
Self-reported financial skills aren't backed by evidence, a CPA Canada survey finds
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups