SEC seeks level playing field for retail investors
Regulator to consider sweeping market structure reforms
- By: James Langton
- June 8, 2022 June 8, 2022
- 16:49
Regulator to consider sweeping market structure reforms
The organization expects the global economy to expand 3% in 2022, down from the 4.5% it predicted in December
Both traditional funds and crypto-focused funds adding exposure, survey finds
Trade group unhappy with market controls, cancelled trades
RFRA, RRA and RRC are the latest approved designations
Central banks must fight risk of inflation expectations driving actual prices
Creditor account protection across Canada is a jurisdictional maze
Group targets 40 companies to lead transition to low-carbon economy
Firms face tight deadline to launch new registered plan next year
An industry panel broke down the changing environment
Blockchain model can't create network effects needed for economic exchange
Disappointing export numbers drive down the bank's model forecast
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
High-profile firms and their clients were targeted in 2025
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record