Risky, complex ETFs raise hackles at SEC
Regulators see added risks in new leveraged, inverse single-stock ETFs
- By: James Langton
- July 12, 2022 July 12, 2022
- 14:39
Regulators see added risks in new leveraged, inverse single-stock ETFs
Dividend tax credits offer an advantage for investors in non-registered accounts
An advisory group will provide input on title regime and oversight
The U.S. SRO aims to detect misconduct in under-the-radar market
Nearly half of respondents are reining in spending on travelling, dining out and entertainment
Esther George of the Kansas City Fed sounded a more cautionary note in a speech Monday
U.S. joins major markets facing slowdown, leading indicators suggest
IOSCO found lessons for resilience in the pandemic response
The FSB says the crypto sector must face the same rules as traditional financial markets
The spike in home prices makes recently originated reverse mortgages more risky in a downturn
Central bank may need to trigger a recession to tame inflation
Numerous issues need resolving before an initial distribution can happen
After a record-breaking year for new product launches, old-fashioned strategies are still a solid choice for portfolios
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
The increase is part of an effort to beef up anti-money laundering measures
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record