Securities industry gears up for shift to T+1
As U.S. industry releases plan, Canadian firms' readiness lags
- By: James Langton
- August 2, 2022 August 2, 2022
- 12:41
Top Stories in News
Cross-border bank activity jumps in Q1: BIS
Tighter financial conditions to hit emerging markets in second half
- By: James Langton
- August 2, 2022 July 29, 2022
- 07:00
RF Capital posts record revenue in Q2 despite $3.2B drop in AUA
Richardson Wealth added three new advisor teams and lost one during a "challenging" quarter
- By: Rudy Mezzetta
- July 29, 2022 August 1, 2022
- 17:59
From the Regulators
SEC seeks expansion of SRO oversight
Proposal would narrow exemption from FINRA for prop trading firms
- By: James Langton
- July 29, 2022 July 29, 2022
- 16:14
U.S. Fed warns crypto firm on deposit insurance claims
Fed, FDIC order Voyager Digital to stop statements on deposit insurance
- By: James Langton
- July 29, 2022 July 29, 2022
- 12:34
Voluntary climate disclosure falling short: FCA
Reviews find significant improvement in climate reporting, but also substantial shortcomings
- By: James Langton
- July 29, 2022 July 29, 2022
- 12:22
Products
Sustainable fund performance suffers amid high energy prices
More than three in four Canadian sustainable equity funds underperformed their category peers in Q2
- By: Mark Burgess
- July 29, 2022 July 29, 2022
- 12:18
Financial sector credit outlook dims amid uncertainty
Risks tilted to the downside, even as positive rating action outpaced negative in Q2
- By: James Langton
- July 29, 2022 July 29, 2022
- 12:16
Ottawa posts surplus of $5.3B for first two months of 2022-23 fiscal year
Public debt charges up 44.2%
- By: The Canadian Press
- July 29, 2022 July 29, 2022
- 11:42
Inflation hits record 8.9% in euro area, but economy grows
ING warns of ‘no imminent signs of relief’ as energy prices rise nearly 40% in eurozone
- By: Courtney Bonnell And Colleen Barry, The Associated Press
- July 29, 2022 July 29, 2022
- 10:33
Industry News
Canadian economy avoids contraction in May, economists expect continued slowdown
StatsCan estimates 4.6% Q2 growth; manufacturing and construction saw the largest declines in May
- By: The Canadian Press
- July 29, 2022 July 29, 2022
- 10:12
Regulators approve using MFDA discretionary fund to pay new SRO integration costs
Enforcement penalties will be used to help fund the new SRO
- By: James Langton
- July 28, 2022 August 3, 2022
- 17:04
Canada could lower taxes and remain fiscally viable, says PBO
Report from the parliamentary budget officer also finds that Canada’s debt level is sustainable over the long term
- By: The Canadian Press
- July 28, 2022 July 28, 2022
- 15:45
A tariff exemption was Canada’s salvation in 2025. It’s ‘absolutely’ at risk in 2026
Officials are preparing for a review of the Canada-U.S.-Mexico trade agreement in 2026
- By: Craig Lord, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:24
AI names push stock markets higher on Friday
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
- By: Daniel Johnson, The Canadian Press
- December 19, 2025 December 19, 2025
- 17:15
Wage growth slowing, ECB data shows
Central bank sees slowdown in wage gains from collective agreements
- By: James Langton
- December 19, 2025 December 19, 2025
- 16:43
Dramatic increase in Fintrac fines coming, but their effectiveness is less clear
The increase is part of an effort to beef up anti-money laundering measures
- By: Ian Bickis, The Canadian Press
- December 22, 2025 December 22, 2025
- 08:12
SEC sanctions Canadian over pump-and-dumps
Accountant allegedly found assets used to lure investors to schemes
- By: James Langton
- December 19, 2025 December 19, 2025
- 15:39
Executive banned in failed real estate scheme
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
- By: James Langton
- December 19, 2025 December 19, 2025
- 14:56
Tech roundup: Toronto-based wealthtech expands to Montreal, NYC
Plus, a new TD partnership, and Toronto fintech becomes dark pool partner
- By: Jonathan Got
- December 22, 2025 December 22, 2025
- 08:00
Industry moves: Michelle Connolly joins Q Wealth
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
- By: Alisha Hiyate
- December 19, 2025 December 19, 2025
- 16:50
ASC extends safe harbour regime to climate-related disclosures
Provincial regulator can halt trading when misinformation circulates
- By: Jonathan Got
- December 19, 2025 December 19, 2025
- 10:47
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Industry moves: Huston Loke leaves FSRA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
- By: Alisha Hiyate
- July 18, 2025 July 18, 2025
- 17:06
Investment fund sales, assets climbed in November: SIMA
Mutual fund, ETF AUM rose for the seventh consecutive month
- By: Noushin Ziafati
- December 19, 2025 December 19, 2025
- 11:58
Product roundup: Ardian brings evergreen PE fund to Canada
Plus, other product launches and news, including more ESG fund terminations
- By: Noushin Ziafati
- December 15, 2025 December 16, 2025
- 11:29
The ETF year in review
More than 300 new products landed in 2025 — a new record
- By: Rudy Luukko
- December 12, 2025 December 12, 2025
- 13:24