SEC modernizes recordkeeping rules
Changes aim to adapt regulator's requirements to tech innovation
- By: James Langton
- October 12, 2022 October 12, 2022
- 13:57
Changes aim to adapt regulator's requirements to tech innovation
ETFs built on high-interest savings accounts make sense to investors who need a place to park cash until they’re ready to invest again
The Canadian regulators are reviewing comments and analyzing policy differences
Traditional firms and upstarts to benefit from U.S. recommendations
``The worst is yet to come,'' chief economist says
Equity market activity and corporate debt issuance tumble in first nine months of 2022
Group proposes "same risk, same regulation" approach to oversight
Ontario regulator ordered a 10-year ban and monetary sanctions
Leading indicators signal slowdown, but jobless rate unchanged
Canada's pension score improved slightly from last year but its ranking dropped to 13th, a report says
Digitization can provide product advice, but clients still want to talk to humans
Dividend, low-volatility and covered-call ETFs can all support portfolios in bad markets
Recent launches include a green bond fund and an Ether ETF
Rents are still 12.9% higher than levels seen before the Covid pandemic
They rose 2.3% in 2025, while business insolvencies fell by 21.8%
Precious metals action calms, while Dow Jones tops 50K
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
GoSmart targets newer investors, excludes mutual funds, GICs, bonds, options
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups