National Bank Financial sanctioned for internal control failings
Advisors exploited the firm's inadequate controls, according to a settlement agreement
- By: James Langton
- October 19, 2022 October 19, 2022
- 16:24
Top Stories in News
From the Regulators
No duty to disclose beneficiary change, court finds
A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts
- By: James Langton
- October 19, 2022 October 19, 2022
- 16:15
When to talk about permanent insurance during estate planning
Going beyond investments with clients remains a good way to add value, particularly in down markets
- By: Guillaume Poulin-Goyer
- October 19, 2022 October 19, 2022
- 15:15
CFA Institute proposes framework for ethical AI
AI can improve investment management, but it comes with new risks
- By: IE Staff
- October 19, 2022 October 19, 2022
- 14:36
OSC survey reveals Canadians’ limited knowledge of cryptocurrency
Almost one in three said they plan to buy cryptoassets in the next 12 months
- By: Maddie Johnson
- October 19, 2022 October 19, 2022
- 13:36
Canada’s hotter-than-expected inflation reading sets stage for another rate hike
Economists calling for a 75-basis-point hike next week
- By: IE staff, with files from Canadian Press
- October 19, 2022 October 19, 2022
- 13:22
Navigating new economic realities requires active approach
Tying asset allocation to the economic environment can help advisors to manage risk
- By: Allan Janssen
- October 18, 2022 October 19, 2022
- 16:18
Industry News
Wealthsimple secures access for upcoming real time rail payment system
First non-bank approved by BoC for direct settlement account
- By: The Canadian Press
- October 18, 2022 October 18, 2022
- 15:18
From the Regulators
EU energy crisis sparks trading oversight task force
ESMA, EU energy regulator team up to increase market surveillance
- By: James Langton
- October 18, 2022 October 18, 2022
- 14:51
Industry News
Knowledge Bureau names 2022 Distinguished New Advisor
The credentialing body bestowed the honour during its 19th annual conference
- By: IE Staff
- October 18, 2022 October 18, 2022
- 14:25
Industry News
Why your firm could be bought by a property and casualty brokerage
Some brokers aim to be a one-stop shop for P&C insurance, wealth management and retirement planning
- By: Philip Porado
- October 18, 2022 October 18, 2022
- 14:22
Industry News
Watching for the turning point in a volatile market
All is not lost for the 60-40 portfolio
- By: Mark Burgess
- October 18, 2022 October 18, 2022
- 14:17
Canada, U.S. stock markets rebound on Friday
Precious metals action calms, while Dow Jones tops 50K
- By: Daniel Johnson, The Canadian Press
- February 6, 2026 February 6, 2026
- 17:05
FSB flags repo market’s risk to global system
Report calls for action on data gaps, surveillance, leverage
- By: James Langton
- February 6, 2026 February 6, 2026
- 15:49
U.S. effective tariff rate down on trade deals
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:27
Lawyer sanctioned in fake GIC scheme
Trust account used in fraud, misappropriation, Law Society finds
- By: James Langton
- February 6, 2026 February 6, 2026
- 14:47
High court declines to hear Ponzi insurance case
Policy failed to cover hedge fund investment that turned out to be a fraud
- By: James Langton
- February 6, 2026 February 6, 2026
- 12:49
Pair ran massive market manipulation scheme: SEC
Firm allegedly touted stocks on social media, while selling its holdings
- February 5, 2026 February 5, 2026
- 15:24
CFA Society Toronto announces undergrad awards
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
- By: IE Staff
- February 6, 2026 February 6, 2026
- 15:43
Strategizing for clients with multiple retirement accounts
Start with flexibility, tax efficiency, simplicity
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 09:22
AI shaping performance in four insurance subsectors: report
Brokers, MGAs, software providers and TPAs set to evolve
- By: Jonathan Got
- February 6, 2026 February 5, 2026
- 08:00
Industry moves: François Trahan joins BMO as chief investment strategist
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
- By: Alisha Hiyate
- January 12, 2026 January 9, 2026
- 04:00
Industry moves: Richardson Wealth, CIBC Wood Gundy and CI Assante score veteran teams
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
- By: Alisha Hiyate
- October 3, 2025 November 12, 2025
- 17:39
Industry moves: John MacIntyre named chair of TD Bank
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
- By: Alisha Hiyate
- August 4, 2025 August 1, 2025
- 00:33
Product roundup: Interactive Brokers launches RRIF
Plus, National Bank changes diversified equity fund
- By: Jonathan Got
- February 6, 2026 February 6, 2026
- 13:35
New year, new records: Canada’s ETF industry starts 2026 off with a bang
Net monthly ETF inflows reach $22B in January: report
- By: Noushin Ziafati
- February 5, 2026 February 5, 2026
- 11:57
Product roundup: Picton Investments to debut private equity fund
Plus, other firms launch new products, tweak their fund lineups
- By: Noushin Ziafati
- February 2, 2026 February 3, 2026
- 16:00