Latest credential undermines title regulation, advocates say
New designation approved by FSRA has requirements very similar to those of SROs
- By: Michelle Schriver
- September 2, 2022 September 2, 2022
- 14:08
New designation approved by FSRA has requirements very similar to those of SROs
Output growth outpaced hours worked for a change, but productivity lags pre-pandemic level
Unemployment rose to 3.7%, from 3.5% in July
A dispute among high-performing financial advisors demonstrates the importance of a clear departure agreement
AAM to distribute SLC Management alts to U.S. retail market
SRO sought to investigate after compliance review discovered pre-signed forms
GDP and job markets bounced back from the pandemic, but R&D and business investment still lag
Fund manager aimed to trigger US$20-million options payout, U.S. authorities allege
European regulators warn of further market corrections
TD launched a carbon credit ETF, while Equitable Life has 12 new seg funds
Changes to director election rules, proxy process, expected to enhance boards, shareholder democracy
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record