FINRA flags rising risk of scams targeting seniors
Compliance exam report documents SRO's emerging and ongoing concerns
- By: James Langton
- January 10, 2023 January 10, 2023
- 15:54
Compliance exam report documents SRO's emerging and ongoing concerns
Provincial regulation increasingly tracks federal rules, but gaps remain
Led by lower energy and food prices, annual inflation down in November
Home prices are expected to reach their bottom sometime in early 2023, after declining 20% from peak to trough
Challenges caused by the Covid-19 pandemic have affected owners’ exit timelines, the CFIB says
Central banks must contend with hot labour market but avoid overtightening
Leverage, disruptive tech, ESG and a series of firsts marked 2022 launches
The global lender slashed its forecast for global growth this year by nearly half to just 1.7%
``We are not, and will not be, a 'climate policymaker,''' the Fed chair said at a conference
Regulators in North America believe more than $1 billion has been lost to crypto scammers since 2021
Government-led digital money projects are more likely, report says
Regulator alleged investors weren't told the truth about CEO's dismissal
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups