New SRO proposes payback for harmed investors
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
- By: James Langton
- February 1, 2023 February 1, 2023
- 16:14
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
New products include target-date RESP funds, covered calls and high-interest savings
``It would be very premature to declare victory," Powell says
U.S. securities class action filings down in 2022, but crypto cases up, report says
No simple way to separate allegations against the failed firm's former execs
Climate coalition members took widely differing approaches to shareholder voting
The ECB is expected to hike rates by a half-point on Thursday
Asset managers representing US$11.2 trillion in AUM have signed the code
Equities bounced back but fixed income remained weak amid restrictive monetary policy
Nearly half of Canadians think they will be able to retire comfortably by just investing in an RRSP
The program to reintegrate experienced women into the financial industry has three hiring cycles this year
The deal comes as Canaccord's management looks to take the firm private
The increase represents the fourth consecutive quarter that the rate has climbed
Precious metals action calms, while Dow Jones tops 50K
Report calls for action on data gaps, surveillance, leverage
Trade deficit remains unchanged amid shifting tariff policy, Fitch reports
Trust account used in fraud, misappropriation, Law Society finds
Policy failed to cover hedge fund investment that turned out to be a fraud
Firm allegedly touted stocks on social media, while selling its holdings
Plus, GreenShield buys Kii Health's Canadian mental health services segment
The honours will be presented Feb. 12, at the association's Embrace the Challenge event
Start with flexibility, tax efficiency, simplicity
Plus, moves at Our Family Office, Harvest ETFs, Manulife Wealth, Canada Life and more
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, National Bank changes diversified equity fund
Net monthly ETF inflows reach $22B in January: report
Plus, other firms launch new products, tweak their fund lineups